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Tag: Broker-Dealer

3 Feb 2021

BROKER/DEALER COMPLIANCE OFFICERS FACE SURGING PERSONAL LIABILITY RISKS

Eden TurnerBroker-Dealer

Since the start of the pandemic,...

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Our Team

  • Jonathan Hurd, CAMS
  • Eden Turner, CAMS
  • Olivia Scuteri
  • Jenna Beekman
  • Sean Reddy
  • Abbey Mirelli

Asgard Regulatory Group, LLC.

3900 Veterans Memorial Highway
Suite 360, Bohemia, NY 11716

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(631) 801-2900

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Email: inquire@asgardcompliance.com

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