Conor fitzpatrick

COMPLIANCE ASSOCIATE

Conor joined Asgard in April 2025 as a compliance associate. He assists in advising financial institutions in developing proactive strategies and tactics for regulatory compliance with an emphasis in control room functions. Conor assists in preparing new client files, working within FINRA’s CRD system, reviewing personal securities accounts, managing disclosure systems and launching Firm Element Continuing Education Programs.

Conor is an Economics and Business graduate from Penn State University.