Alona Kornberg, CAMS

Alona Kornberg, CAMS

ASSOCIATE DIRECTOR, COMPLIANCE AND RISK MANAGEMENT

Alona joined Asgard in early 2024 with extensive FINRA and SEC regulatory compliance experience. Alona has spearheaded and supervised 3120 Audits, 3110 Branch Inspections, AML Audits, marketing reviews, procedural reviews, FINRA Gateway management and has created tailored training programs and presented various Annual Compliance Meetings. She supports firms through their FINRA examinations and fully manages compliance programs. Additionally, Alona serves in a Chief Compliance Officer capacity for Asgard clients.

Alona holds a Bachelor of Science degree in Finance from Western New England University, maintains the SIE, Series 7, Series 63, Series 79, and Series 24 and is a Certified Anti-Money Laundering Specialist (CAMS). 

In her free time, Alona enjoys hanging out with her two cats, playing volleyball, and spending time with her family.