Investment Advisor Services
Asgard’s Investment Advisor compliance services offer consulting on State and SEC rules and regulations as well as assistance with becoming a registered Investment Adviser. The costs for IA registration varies according to the structure, disclosures, fees and charges to customers, and whether you require continuous and regular supervisory or management services. Our consulting services also include updating written compliance policies and supervisory procedures, continuing education needs and training plans, and the execution of form filings (Form ADV amendments, etc.) via WEB IARD.