Asgard Regulatory Group (formerly SSG Advisors) was founded by Jonathan Hurd in 2008 during one of the most challenging economic climates our country had faced. Due to the disarray within the financial markets and economy, Jonathan was inspired by a lack of reliable, affordable, and knowledgeable regulatory support providers to create a regulatory compliance services organization that would provide customized services for small to medium sized businesses.
In 2008, Asgard began with one professional staff member and one broker-dealer client. As we recently celebrated our 10th anniversary, we now have seven professional staff members and provide services to over thirty broker-dealer and investment advisory clients. Our compliance support services include broker-dealer compliance services, state and SEC investment advisory services, Financial and Operational Principal (FINOP) services, National Futures Association (NFA) compliance services as well as strategic corporate business services such as employee benefit planning.
Asgard’s professional team brings a unique tailored approach to assist our clients in today’s challenging regulatory and financial environment by enabling and empowering our clients to promote a “culture of compliance.” Our team shares a philosophy and commitment to providing technological solutions and educational training to our broker-dealer and investment advisory clients to create personalized compliance partnership support services which assists each client in the growth of their business.