Skip to content
(631) 801-2900inquire@asgardcompliance.com
LinkedIn
Asgard Regulatory Group, LLC
  • HOME
  • ABOUT US
    • Firm Profile
    • Our Team
    • Strategic Partners
  • SERVICES
    • Broker-Dealer Compliance Services
    • Investment Adviser
    • FINOP Services
  • BLOG

Day: August 18, 2020

18 Aug 2020

Virtual Business Entertainment

Abbey MirelliBroker Dealer Compliance, FINRA compliance consultants, FINRA Compliance Training, Investment Banking Compliance

FINRA Rule 3220 sets strict limits...

Read More

Our Team

  • Jonathan Hurd, CAMS
  • Eden Turner, CAMS
  • Olivia Scuteri
  • Jenna Beekman
  • Sean Reddy
  • Abbey Mirelli

Asgard Regulatory Group, LLC.

3900 Veterans Memorial Highway
Suite 360, Bohemia, NY 11716

Contact Us:

(631) 801-2900

Email Us:

Email: inquire@asgardcompliance.com

LinkedIn

© ASGARD REGULATORY GROUP, LLC.
All right reserved 2018

Close