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Day: October 15, 2019

15 Oct 2019

Cybersecurity Alert: Cloud-Based Email Account Takeovers (Information Notice 10.2.19)

Olivia ScuteriAnti-money laundering test, Broker Dealer Compliance, Broker dealer compliance consultants, Broker dealer compliance consulting firms, Broker Dealer Compliance Requirements, FINRA compliance consultants, Investment Banking Compliance, Investment banking regulatory compliance, Outsourced compliance officer

Cybersecurity has become a continuous concern...

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Our Team

  • Jonathan Hurd, CAMS
  • Eden Turner, CAMS
  • Olivia Scuteri
  • Jenna Beekman
  • Frank Martorana
  • Sean Reddy
  • Abbey Mirelli

Asgard Regulatory Group, LLC.

3900 Veterans Memorial Highway
Suite 360, Bohemia, NY 11716

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(631) 801-2900
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Email: inquire@asgardcompliance.com

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